Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Ameriprise Financial, Inc.
  • Street Address: 707 2nd Ave S
  • City: Minneapolis
  • State, or Country if outside the US: US
  • Zip Code: 55474

Submitted By

  • Name: Robert Severson
  • Title: Manager-Electronic Crimes
  • Firm name (if different than entity):
  • Telephone Number: 6126712047
  • Email Address: bob.severson@ampf.com
  • Relationship to entity whose information was compromised: Current employee

Breach Information

  • Total number of persons affected (including residents): 2
  • Total number of Maine residents affected: 2
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified: No
  • Date(s) Breach Occured: 01/19/2023
  • Date Breach Discovered: 01/19/2023
  • Description of the Breach:
    • Inadvertent disclosure
  • Information Acquired - Name or other personal identifier in combination with: Social Security Number

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 01/20/2023
  • Copy of notice to affected Maine residents: Client Notif Letter.pdf
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: EZ Shield; Independent Credit Monitoring for 1 year