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Data Breach Notifications
Entity Information
- Type of Organization: Financial Services
- Entity Name: RGT Wealth Advisors, LLC
- Street Address: 5950 Sherry Lane, Suite 600
- City: Dallas
- State, or Country if outside the US: Texas
- Zip Code: 75225
Submitted By
- Name: Colleen Affeldt
- Title: Managing Director
- Firm name (if different than entity):
- Telephone Number: 214-360-7000
- Email Address: caffeldt@rgtadvisors.com
- Relationship to entity whose information was compromised: Managing Director
Breach Information
- Total number of persons affected (including residents): 1956
- Total number of Maine residents affected: 2
- If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
- Date(s) Breach Occured: 11/02/2019 - 11/15/2019
- Date Breach Discovered: 08/25/2020
- Description of the Breach:
- Other
- If other, please specify: E-mail compromise
- Information Acquired - Name or other personal identifier in combination with: Financial Account Number or Credit/Debit Card Number (in combination with security code, access code, password or PIN for the account)
Notification and Protection Services
- Type of Notification: Written
- Date(s) of consumer notification: 12/21/2020
- Copy of notice to affected Maine residents: RGT Wealth Advisors, LLC - Notice of Data Event - ME.pdf
- Date of any previous (within 12 months) breach notifications:
- Were identity theft protection services offered: Yes
- If yes, please provide the duration, the provider of the service and a brief description of the service: 12 months, Kroll, please see Exhibit 1.