Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Uphold HQ Inc
  • Street Address: 80 East Sir Francis Drake Blvd., Ste. 3D
  • City: Larkspur
  • State, or Country if outside the US: CA
  • Zip Code: 94939

Submitted By

  • Name: Bernadette Goellner
  • Title: SVP, GRC Security & Privacy
  • Firm name (if different than entity):
  • Telephone Number: 919-434-4470
  • Email Address:
  • Relationship to entity whose information was compromised: Employee

Breach Information

  • Total number of persons affected (including residents): 150
  • Total number of Maine residents affected: 2
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified: No
  • Date(s) Breach Occured: 06/11/2022
  • Date Breach Discovered: 06/14/2022
  • Description of the Breach:
    • External system breach (hacking)
  • Information Acquired - Name or other personal identifier in combination with: Financial Account Number or Credit/Debit Card Number (in combination with security code, access code, password or PIN for the account)

Notification and Protection Services

  • Type of Notification: Electronic
  • Date(s) of consumer notification: 08/10/2022
  • Copy of notice to affected Maine residents: Notification of Apto Security Breach_enduser email.pdf
  • Date of any previous (within 12 months) breach notifications: None
  • Were identity theft protection services offered: No
  • If yes, please provide the duration, the provider of the service and a brief description of the service: