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Data Breach Notifications
Entity Information
- Type of Organization: Financial Services
- Entity Name: MUFG Investor Services (US), LLC
- Street Address: 805 King Farm Boulevard, Suite 600
- City: Rockville
- State, or Country if outside the US: MD
- Zip Code: 20850
Submitted By
- Name: Ezra Church
- Title: Outside Counsel
- Firm name (if different than entity): Guggenheim Partners LLC
- Telephone Number: 2159635710
- Email Address: ezra.church@morganlewis.com
- Relationship to entity whose information was compromised: Vendor
Breach Information
- Total number of persons affected (including residents): 1459
- Total number of Maine residents affected: 1
- If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified: No
- Date(s) Breach Occured: Late December 2021
- Date Breach Discovered: 05/27/2022
- Description of the Breach:
- External system breach (hacking)
- Information Acquired - Name or other personal identifier in combination with: Financial Account Number or Credit/Debit Card Number (in combination with security code, access code, password or PIN for the account)
Notification and Protection Services
- Type of Notification: Written
- Date(s) of consumer notification: 06/24/2022
- Copy of notice to affected Maine residents: Sample Final Letter for Gugg 06-24-22_Redacted.pdf
- Date of any previous (within 12 months) breach notifications:
- Were identity theft protection services offered: Yes
- If yes, please provide the duration, the provider of the service and a brief description of the service: 2-years, Experian; credit monitoring, up to $1 million of identity theft insurance, and identity theft restoration