Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Raymond James Financial, Inc.
  • Street Address: 880 Carillon Parkway
  • City: Saint Petersburg
  • State, or Country if outside the US: Florida
  • Zip Code: 33716

Submitted By

  • Name: Nidra Smith
  • Title: Senior Advisor
  • Firm name (if different than entity):
  • Telephone Number: 1-727-567-7357
  • Email Address: nidra.smith@raymondjames.com
  • Relationship to entity whose information was compromised: Employee

Breach Information

  • Total number of persons affected (including residents): 1
  • Total number of Maine residents affected: 1
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: 07/20/23
  • Date Breach Discovered: 07/28/23
  • Description of the Breach:
    • Inadvertent disclosure
  • Information Acquired - Name or other personal identifier in combination with:

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 10/03/2023
  • Copy of notice to affected Maine residents: Notification Template ME.pdf
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: 2-year membership of Experian’s IdentityWorks®, a credit monitoring and identity theft protection service.