Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Barings LLC
  • Street Address: 300 Tryon St Suite 2500
  • City: Charlotte
  • State, or Country if outside the US: North Carolina
  • Zip Code: 28202

Submitted By

  • Name: Lisa
  • Title: Sotto
  • Firm name (if different than entity): Hunton Andrews Kurth LLP
  • Telephone Number: (212) 309-1223
  • Email Address:
  • Relationship to entity whose information was compromised: Legal counsel

Breach Information

  • Total number of persons affected (including residents): 2,671
  • Total number of Maine residents affected: 1
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: 10/29/2023 - 11/02/2023
  • Date Breach Discovered: 01/12/2024
  • Description of the Breach:
    • External system breach (hacking)
  • Information Acquired - Name or other personal identifier in combination with: Social Security Number

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 03/25/2024
  • Copy of notice to affected Maine residents: Barings - Individual Notice Template.pdf
  • Date of any previous (within 12 months) breach notifications: N/A
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: 2 years, Experian, Complimentary credit monitoring and identity protection services