Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Dawson James Securities, Inc.
  • Street Address: 101 N. Federal Hwy. Suite 600
  • City: Boca Raton
  • State, or Country if outside the US: Florida
  • Zip Code: 33432

Submitted By

  • Name: Richard Lane
  • Title: Attorney
  • Firm name (if different than entity): Marshall Dennehey Warner Coleman & Goggin PC
  • Telephone Number: 2123766413
  • Email Address: rdlane@mdwcg.com
  • Relationship to entity whose information was compromised: Counsel

Breach Information

  • Total number of persons affected (including residents): 6388
  • Total number of Maine residents affected: 8
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: 01/06/2021
  • Date Breach Discovered: 01/22/2021
  • Description of the Breach:
    • Loss or theft of device or media (computer, laptop, external hard drive, thumb drive, CD, tape, etc.)
  • Information Acquired - Name or other personal identifier in combination with: Social Security Number

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 03/01/2021
  • Copy of notice to affected Maine residents: Dawson James General Sample Notice.PDF
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: 12 months of identity monitoring services through Experian.