Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Fora Financial LLC
  • Street Address: 1385 Broadway, 15th Floor
  • City: New York
  • State, or Country if outside the US: New York
  • Zip Code: 10018

Submitted By

  • Name: Theodore Augustinos
  • Title: Partner
  • Firm name (if different than entity): Locke Lord LLP
  • Telephone Number: 860-541-7710
  • Email Address:
  • Relationship to entity whose information was compromised: Attorney

Breach Information

  • Total number of persons affected (including residents): 3270
  • Total number of Maine residents affected: 5
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: 09/09/2022
  • Date Breach Discovered: 02/27/2023
  • Description of the Breach:
    • External system breach (hacking)
  • Information Acquired - Name or other personal identifier in combination with: Social Security Number

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 03/29/2023
  • Copy of notice to affected Maine residents: ELN-18659 Fora Financial W2 AD CM 12M r1prf.pdf
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: Kroll, 12 months of credit monitoring; fraud consultation; and identify theft restoration services. See the sample letter for more details.