Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Regal Securities, Inc
  • Street Address: 950 Milwaukee Ave.
  • City: Glenview
  • State, or Country if outside the US: Illinois
  • Zip Code: 60025

Submitted By

  • Name: Melissa Ventrone
  • Title: Attorney
  • Firm name (if different than entity): Clark Hill PLC
  • Telephone Number: 3123602506
  • Email Address:
  • Relationship to entity whose information was compromised: Outside Counsel

Breach Information

  • Total number of persons affected (including residents): 18,970
  • Total number of Maine residents affected: 35
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: 01/31/2023 - 02/03/2023
  • Date Breach Discovered: 07/19/2023
  • Description of the Breach:
    • External system breach (hacking)
  • Information Acquired - Name or other personal identifier in combination with: Driver's License Number or Non-Driver Identification Card Number

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 08/16/2023
  • Copy of notice to affected Maine residents: ELN-18631 Regal Securities Ad CM 24m r8prf.pdf
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: 24 months, Kroll, Credit monitoring and identity restoration services