Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Dawson James Securities, Inc.
  • Street Address: 101 N. Federal Highway, Suite 600
  • City: Boca Raton
  • State, or Country if outside the US: Florida
  • Zip Code: 33432

Submitted By

  • Name: Daniel J. Haier
  • Title: Partner
  • Firm name (if different than entity): Cipriani & Werner PC
  • Telephone Number: 6102152288
  • Email Address:
  • Relationship to entity whose information was compromised: Counsel

Breach Information

  • Total number of persons affected (including residents): 4673
  • Total number of Maine residents affected: 5
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: 06/29/2023
  • Date Breach Discovered: 12/08/2023
  • Description of the Breach:
    • External system breach (hacking)
  • Information Acquired - Name or other personal identifier in combination with: Financial Account Number or Credit/Debit Card Number (in combination with security code, access code, password or PIN for the account)

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 01/17/2024
  • Copy of notice to affected Maine residents: Dawson James- Exhibit A- notice letter proof.pdf
  • Date of any previous (within 12 months) breach notifications: n/a
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: 12 months, TransUnion, credit monitoring and identity protection services